Head of Operations (OTC) - #909776

WE Securities Limited

Date: Aug 10, 2022
District: Sheung Wan, HK
Salary: $45,000 - $70,000 / month
Contract type: Full time
WE Securities Limited

Job Duties / Responsibilities:

  • Work with team on PB/ISDA related document which aims to improve financing capabilities and monitoring exposure for swap flow.
  • Supervise daily operation of Securities, Fixed Incomes, structured products and OTC derivatives and other Structure Products settlement
  • Work with the font office and legal to review financing and equity derivatives documents including swap and securities lending confirmation.
  • Work with local technology, operation and risk management team in relation to trade issues and support internal trading system testing and UAT.
  • Perform and monitor daily stock and cash reconciliation
  • Responsible for trade management and Operations control functions
  • Ensure that all key operational processes are included in clearly set out operational policies and procedures


  • Bachelor degree in Finance ,Accounting or related discipline
  • Good knowledge of SFC regulatory requirements, operation processes and general practice
  • At least 5 years or more related work experience in derivatives product design, and experience in structured product design and promotion is preferred;
  • Experienced in custody ,settlement, cash & treasury operations
  • Knowledge in equity derivative instruments and ISDA/CSA/GMSLA Master Agreements are preferred;
  • Excellent command of English, Mandarin and Cantonese

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